Electronic Thesis/Dissertation
 

Externalities of Nondisclosure: Evidence from Corporate Investments and Competitors’ Redacted Proprietary Information

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Firms can request to redact proprietary information from their material contracts under the Freedom of Information Act (FOIA). Such redactions reveal a manager’s decision to withhold information mainly due to proprietary cost concerns. This study investigates whether firms change their investments when a competitor redacts proprietary information from material contracts. I hypothesize that firms gain additional knowledge about growth opportunities and perceive signals about future competitiveness from a rival’s redactions. I find that firms’ R&D; investments and capital expenditures increase after observing redactions from a rival’s investment-related contracts and R&D;/License/Collaboration agreements. The spillover effect is stronger for firms that operate in more competitive industries, when their product markets are less stable, and when a similar-sized competitor redacts proprietary information. Overall, my evidence suggests that externalities exist when firms withhold information, and such externalities stem from the information conveyed by the withholding behavior itself.

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